13F filer

New Wave Wealth Advisors

As of Sep 30, 2026 Filed Oct 19, 2026 CIK 2035324 SEC filings ↗

13F Value

$380.5M

Positions

210

Top Position

WMT8.1%

Top 5

20.6%

Latest filing changes

vs Jun 30, 2026

1 QQQI NEOS Nasdaq-100(R) High Income ETF >999%+$7.1M

2 QQQ Invesco QQQ Trust, Series 1 +59.4%+$4.1M

3 SPY State Str SPDR S&P 500 ETF T — Tr Unit +39.0%+$3.9M

4 SGOV iShares 0-3 Month Treasury Bond ETF +96.4%+$1.1M

5 CAIE Calamos Autocallable Income ETF +37.6%+$1.1M

Holdings210

#
1	WMT Walmart	8.1%	$30.7M	-0.1%	273.6K	8.4%	Common Stock
2	SPY State Str SPDR S&P 500 ETF T — Tr Unit	3.7%	$14.0M	+39.0%	18.0K	2.6%	ETF
3	FYC First Trust Small Cap Growth AlphaDEX Fund	3.1%	$11.7M	+0.1%	102.5K	3.5%	ETF
4	IVES Dan IVES Wedbush AI Revolution ETF	2.9%	$11.2M	-3.2%	271.2K	2.9%	ETF
5	QQQ Invesco QQQ Trust, Series 1	2.9%	$10.9M	+59.4%	14.6K	1.8%	ETF
6	EMXC iShares MSCI Emerging Markets ex China ETF	2.8%	$10.5M	+2.0%	107.8K	2.9%	ETF
7	IEV iShares Europe ETF	2.6%	$9.9M	+2.5%	139.9K	2.7%	ETF
8	GDEC FT Vest U.S. Equity Moderate Buffer ETF - December	2.4%	$9.3M	+2.0%	226.3K	2.4%	ETF
9	DTCR Global X Data Center & Digital Infrastructure ETF	2.4%	$9.2M	-4.5%	338.4K	2.9%	ETF
10	XLK State Street(R) Technology Select Sector SPDR(R) ETF	2.4%	$9.1M	-9.7%	46.5K	2.7%	ETF
11	QQQI NEOS Nasdaq-100(R) High Income ETF	2.0%	$7.6M	>999%	135.6K	0.1%	ETF
12	NVDA NVIDIA	1.9%	$7.3M	+8.3%	31.8K	1.6%	Common Stock
13	RSP Invesco S&P 500 Equal Weight ETF	1.8%	$6.8M	-21.9%	32.1K	2.4%	ETF
14	QQQM Invesco NASDAQ 100 ETF	1.8%	$6.7M	+3.7%	21.8K	1.7%	ETF
15	OVL Overlay Shares Large Cap Equity ETF	1.6%	$6.1M	-26.6%	105.9K	2.2%	ETF
16	MSFT Microsoft	1.4%	$5.5M	+20.9%	10.1K	0.8%	Common Stock
17	AAPL Apple	1.4%	$5.5M	-12.2%	16.1K	1.4%	Common Stock
18	FAPR FT Vest U.S. Equity Buffer ETF - April	1.4%	$5.2M	-6.7%	107.3K	1.5%	ETF
19	GSEP FT Vest U.S. Equity Moderate Buffer ETF - September	1.3%	$5.1M	NEW	119.5K	—	ETF
20	XLF State Street(R) Financial Select Sector SPDR(R) ETF	1.1%	$4.3M	+4.4%	78.9K	1.1%	ETF

Change compares with the prior filing. Prior % is the share of the portfolio in that filing. Trend shows the quantity held in each of the last four filings: green rose, red fell, grey unchanged.

Exited in Latest Filing26

#	Holding	Prior %	Prior Value	Change	Prior Quantity	Trend (4Q)	Type

Compared with the immediately prior published filing (Jun 30, 2026). Prior values are shown for context and are not included in current totals.