13F filer
PenderFund Capital Management
13F Value
$780.1M
Positions
231
Top Position
NOG - Note 3.625% 4/18.3%
Top 5
33.3%
Latest filing changes
vs Mar 31, 2026Holdings231
| # | Trend (4Q) | |||||||
|---|---|---|---|---|---|---|---|---|
| 1 | NOG - Note 3.625% 4/1 | 8.3% | $64.9M | +50.6% | 67.00M | 7.8% | Bond | |
| 2 | FLNC - Note 2.250% 6/1 | 7.8% | $60.9M | +26.7% | 47.41M | 6.0% | Bond | |
| 3 | AG - Note 0.375% 1/1 | 6.2% | $48.4M | — | 38.74M | 8.5% | Bond | |
| 4 | VERX - Note 0.750% 5/0 | 5.7% | $44.8M | NEW | 50.00M | — | Bond | |
| 5 | WOLFSPEED INC — NOTE 2.500% 6/1 | 5.2% | $40.7M | -8.8% | 10.33M | 2.6% | Bond | |
| 6 | SO - Note 4.500% 6/1 | 4.2% | $33.1M | — | 30.00M | 5.3% | Bond | |
| 7 | EVH - Note 3.500% 12/0 | 4.0% | $31.5M | — | 42.02M | 3.6% | Bond | |
| 8 | ALIBABA GROUP HLDG LTD — NOTE 0.500% 6/0 | 3.8% | $29.5M | +400.0% | 25.00M | 1.1% | Bond | |
| 9 | NIO INC — NOTE 4.625%10/1 | 3.5% | $26.9M | -9.4% | 26.50M | 4.6% | Bond | |
| 10 | NIO INC — NOTE 3.875%10/1 | 3.3% | $25.7M | — | 25.18M | 4.1% | Bond | |
| 11 | PPL CAP FDG INC — NOTE 2.875% 3/1 | 3.2% | $25.2M | — | 22.00M | 4.0% | Bond | |
| 12 | EQX - Note 4.750% 10/1 | 2.6% | $20.5M | — | 12.08M | 4.6% | Bond | |
| 13 | EVH - Note · DEBT 4.500% 8/1 | 2.4% | $19.0M | +50.8% | 23.37M | 1.2% | Bond | |
| 14 | SANG | 2.1% | $16.7M | +55.5% | 4.39M | 1.7% | Common Stock | |
| 15 | CDLX - Note 4.250% 4/0 | 2.0% | $15.5M | +12.8% | 53.80M | 2.1% | Bond | |
| 16 | WEATFiling details
|
2.0% | $15.3M | NEW | 696.0K | — | Equity | |
| 17 | PAR - Note 1.500% 10/1 | 1.8% | $14.4M | +200.0% | 15.00M | 0.7% | Bond | |
| 18 | PAR | 1.8% | $14.2M | — | 812.5K | 1.7% | Common Stock | |
| 19 | CORN | 1.7% | $13.5M | — | 804.3K | 2.3% | Equity | |
| 20 | OPK - Note 3.750% 1/1 | 1.6% | $12.8M | +16.1% | 8.49M | 1.4% | Bond |
Change compares with the prior filing. Prior % is the share of the portfolio in that filing. Trend shows the quantity held in each of the last four filings: green rose, red fell, grey unchanged.
Exited in Latest Filing91
Compared with the immediately prior published filing (Mar 31, 2026). Prior values are shown for context and are not included in current totals.