13F filer

Kozak & Associates

As of Sep 30, 2026 Filed Oct 29, 2026 CIK 1764970 SEC filings ↗

13F Value

$552.7M

Positions

392

Top Position

IETC8.9%

Top 5

41.8%

Latest filing changes

vs Jun 30, 2026

1 NLR VanEck Uranium and Nuclear ETF +6.4%+$410K

2 IBM IBM +56.8%+$162K

3 GOOG Alphabet Class C +1.8%+$147K

4 NOW ServiceNow +11.2%+$80K

5 ADSK Autodesk +125.7%+$58K

Holdings392

#
1	IETC iShares U.S. Tech Independence Focused ETF	8.9%	$49.3M	-3.8%	446.9K	8.5%	ETF
2	SPYG State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	8.7%	$48.1M	-3.1%	396.6K	8.4%	ETF
3	SPY State Str SPDR S&P 500 ETF T — Tr Unit	8.5%	$46.7M	-4.1%	60.5K	8.2%	ETF
4	QQQ Invesco QQQ Trust, Series 1	8.1%	$44.6M	-3.3%	61.5K	8.0%	ETF
5	RWL Invesco S&P 500 Revenue ETF	7.7%	$42.4M	-5.6%	315.2K	7.4%	ETF
6	PJFV PGIM Jennison Focused Value ETF	4.5%	$25.1M	-5.3%	244.9K	4.4%	ETF
7	AAPL Apple	4.5%	$24.9M	-8.6%	72.5K	4.1%	Common Stock
8	NVDA NVIDIA	4.5%	$24.7M	-1.2%	114.9K	4.0%	Common Stock
9	MSFT Microsoft	4.5%	$24.6M	-13.4%	46.4K	3.6%	Common Stock
10	IJK iShares S&P Mid-Cap 400 Growth ETF	4.4%	$24.5M	-2.4%	225.0K	4.6%	ETF
11	IYG iShares U.S. Financial Services ETF	4.3%	$23.6M	-17.5%	251.9K	4.9%	ETF
12	SMH VanEck Semiconductor ETF	3.6%	$20.0M	-10.7%	35.3K	4.3%	ETF
13	AMZN Amazon	3.4%	$19.0M	-1.4%	74.5K	3.2%	Common Stock
14	IYJ iShares U.S. Industrials ETF	3.4%	$18.7M	-17.7%	118.6K	4.1%	ETF
15	PYLD PIMCO Multisector Bond Active Exchange-Traded Fund	2.9%	$16.2M	-7.0%	633.7K	3.1%	ETF
16	COST Costco Wholesale	2.3%	$12.8M	-0.2%	13.0K	2.1%	Common Stock
17	EMXC iShares MSCI Emerging Markets ex China ETF	2.1%	$11.4M	-13.9%	120.2K	2.4%	ETF
18	DIA State Str SPDR Dow Jones Ind — Ut Ser 1	1.8%	$10.1M	-10.0%	19.2K	1.9%	Equity
19	GOOG Alphabet Class C	1.5%	$8.3M	+1.8%	25.8K	1.6%	Common Stock
20	FNDE Schwab Fundamental Emerging Markets Equity ETF	1.2%	$6.9M	-19.7%	167.9K	1.4%	ETF

Change compares with the prior filing. Prior % is the share of the portfolio in that filing. Trend shows the quantity held in each of the last four filings: green rose, red fell, grey unchanged.

Exited in Latest Filing76

#	Holding	Prior %	Prior Value	Change	Prior Quantity	Trend (4Q)	Type

Compared with the immediately prior published filing (Jun 30, 2026). Prior values are shown for context and are not included in current totals.